United States District Court, D. Oregon
Jodie Anne Phillips Polich, LAW OFFICES OF JODIE ANNE PHILLIPS POLICH, Milwaukie, OR; Eric D. Pearson, HEYGOOD, ORR & PEARSON, Dallas, TX; Richard J. Sullivan, SULLIVAN & SULLIVAN, LLP, Wellesley, MA, Of Attorneys for Plaintiff.
Walter H. Sweek, COSGRAVE VERGEER KESTER LLP, Portland, OR; Jeffrey R. Williams and P. Mark Mahoney, SCHIFF HARDIN LLP, San Francisco, CA, Of Attorneys for Defendants.
Bruce L. Campbell, P.C. and Michelle Barton Smigel, P.C., MILLER NASH GRAHAM & DUNN LLP, Portland, OR, Of Attorneys for Stephen F. Gass, SawStop, LLC, and SD3, LLC.
OPINION AND ORDER
MICHAEL H. SIMON, District Judge.
Plaintiff, Kristofer Edwards, has issued a subpoena to Dr. Stephen F. Gass. Dr. Gass is not a party to this lawsuit. Plaintiff's subpoena requires Dr. Gass to appear as a witness at trial on June 29, 2015, but does not require Dr. Gass to provide any documents or other materials. Dkt. 93-1. Although Plaintiff listed Dr. Gass on Plaintiff's Expert Witness List and provided a summary of Dr. Gass's anticipated expert opinion testimony, Dkt. 50, Dr. Gass is not a retained expert for Plaintiff. In fact, Dr. Gass objects to being required to testify as an expert witness and previously informed the Court and counsel for the parties of his intention to move to quash any trial subpoena that may be served on him. Shortly after receiving Plaintiff's subpoena, Dr. Gass moved, pursuant to Fed.R.Civ.P. 45(d)(3)(B), to quash Plaintiff's subpoena to the event that it requires Dr. Gass either: (1) to disclose trade secret or other confidential information; or (2) to disclose an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party. Dkt. 92. For the following reasons, Dr. Gass's Motion to Quash is GRANTED.
Plaintiff asserts two claims against Defendants. Plaintiff's first claim is for strict products liability; his second claim is for negligence. Plaintiff asserts these claims against three related defendants: Techtronic Industries North America, Inc.; One World Technologies, Inc.; and Ryobi Technologies, Inc. Defendants designed, manufactured, and sold a 2011 model year Ryobi brand portable bench-top table saw, also known as an RTS20 (the "Ryobi Saw"). Plaintiff alleges that the Ryobi Saw was defectively designed by Defendants because it did not incorporate fleshdetection type technology. Flesh-detection technology for use in table saws was invented by Dr. Gass, who is the founder and President of SawStop, LLC ("SawStop"). According to Plaintiff, Defendants' alleged design defect in their Ryobi Saw caused Plaintiff to sustain injuries on August 15, 2011, when his left hand contacted the rotating saw blade. Defendants contend that the saw was safely designed and that it was Plaintiff's failure to follow the operating instructions for the Ryobi Saw, and not any defect in the design of the saw, that was the cause of Plaintiff's injuries. A nine-day jury trial is scheduled to begin on June 29, 2015.
Dr. Gass's motion to quash is based on Fed.R.Civ.P. 45(d)(3)(B), which provides:
To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:
(i) disclosing a trade secret or other confidential research, development, or commercial information; or
(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.
Fed. R. Civ. P. 45(d)(3)(B). The rationale for this rule was explained in the Notes of the 1991 Advisory Committee:
A growing problem has been the use of subpoenas to compel the giving of evidence and information by unretained experts. Experts are not exempt from the duty to give evidence, even if they cannot be compelled to prepare themselves to give effective testimony, e.g., Carter-Wallace, Inc. v. Otte, 474 F.2d 529 (2d Cir. 1972), but compulsion to give evidence may threaten the intellectual property of experts denied the opportunity to bargain for the value of their services. See generally Maurer, Compelling the Expert Witness: Fairness and Utility Under the Federal Rules of Civil Procedure, 19 GA. L. REV. 71 (1984); Note, Discovery and Testimony of Unretained Experts, 1987 DUKE L. J. 140. Arguably the compulsion to testify can be regarded as a "taking" of intellectual property. The rule establishes the right of such persons to withhold their expertise, at least unless the party seeking it makes the kind of showing required for a conditional denial of a motion to quash as provided in the final sentence of subparagraph (c)(3)(B) [now, (d)(3)(C)]; that requirement is the same as that necessary to secure work product under Rule 26(b)(3) and gives assurance of reasonable compensation. The Rule thus approves the accommodation of competing interests exemplified in United States v. Columbia Broadcasting Systems Inc., 666 F.2d 364 (9th Cir. 1982). See also Wright v. Jeep Corporation, 547 F.Supp. 871 (E.D. Mich. 1982).
As stated in Kaufman v. Edelstein, 539 F.2d 811, 822 (2d Cir. 1976), the district court's discretion in these matters should be informed by "the degree to which the expert is being called because of his knowledge of facts relevant to the case rather than in order to give opinion testimony; the difference between testifying to a previously formed or expressed opinion and forming a new one; the possibility that, for other reasons, the witness is a unique expert; the extent to which the calling party is able to show the unlikelihood that any comparable ...