April 23, 2014
STATE ex rel GARY SCHRODT, Relator-Respondent,
JACKSON COUNTY, a political subdivision of the State of Oregon, Defendant, and HAROLD HARDESTY, Adverse Party-Appellant
Argued and Submitted: February 12, 2014.
Jackson County Circuit Court. 111620Z3. Daniel Leon Harris, Judge.
Eugene V. Anderson argued the cause for appellant. With him on the briefs was Davis, Hearn, Bridges & Anderson.
Mark S. Bartholomew argued the cause for respondent. With him on the brief were Ryan J. Vanderhoof and Hornecker, Cowling, Hassen & Heysell, L.L.P.
Before Duncan, Presiding Judge, and Wollheim, Judge, and Lagesen, Judge.
[262 Or.App. 438] LAGESEN, J.
The trial court entered a judgment granting mandamus relief to respondent Gary Schrodt under ORS 215.429. The
judgment ordered Jackson County (the county) to approve Schrodt's land use application, which requested that the county broaden the categories of commercial uses permitted on Schrodt's residentially zoned property. Schrodt's neighbor, appellant Harold Hardesty, who intervened below, appeals that judgment, raising two primary issues: (a) whether Schrodt's application is the type of application for which ORS 215.429 authorizes mandamus relief, and (b) if so, whether the trial court erred when it concluded that the approval of the application would not violate any substantive provision of the Jackson County Land Development [262 Or.App. 439] Ordinance (JCLDO). We affirm, concluding that (a) Schrodt's application qualifies as an " application for a permit" within the meaning of ORS 215.429 and, thus, is subject to the mandamus procedures authorized by that statute; and (b) Hardesty's failure to provide this court with the transcript of the trial court's evidentiary hearing on the petition precludes review of whether the trial court erred in determining that Hardesty had not proved that approval of Schrodt's application would violate substantive provisions of the JCLDO.
Schrodt owns 2.39 acres of land in Jackson County. The land is zoned Rural Residential-5 (RR-5) and is located just outside the urban growth boundary of Ashland. In 1990, Schrodt obtained a Conditional Use Permit (CUP), issued under the county's previous land development ordinance. The CUP authorized Schrodt to manufacture and sell bird feeders on his property, notwithstanding its residential zoning. Pursuant to the CUP, Schrodt constructed a 21,000-square-foot warehouse in which to conduct his bird-feeder business. He sold the business in 2005, and the new owner transferred the business out of state, leaving Schrodt with an empty warehouse.
Schrodt wanted to lease the warehouse for other commercial uses, so he consulted with the county planning department to determine what other commercial uses would be authorized on the property under the 1990 CUP and the JCLDO. The then-planning manager suggested that Schrodt submit an application for a written interpretation of the JCLDO under JCLDO 3.9. Specifically, the planning [262 Or.App. 440] manager recommended that Schrodt request a written interpretation of JCLDO 6.2.3 and JCLDO 6.3.3, the provisions governing the approval of " unlisted uses" in a zoning district.
In January 2006, Schrodt, through an agent, submitted the application suggested by the planning manager. In accordance with the planning manager's suggestion, Schrodt denominated the application as an " Application for Written Interpretation of Unlisted Uses LDO Sections 3.9, 6.2.3 and 6.3.3" and used the planning department's designated form for " Type 2 Review: Written Interpretation, Unlisted Uses." Rather than completing the form, Schrodt attached a 19-page typewritten document explaining what he was asking the planning director to
decide. In that document, Schrodt explained that his objective was " to establish an administrative procedure whereby * * * new uses can be evaluated." The application noted that the existing CUP was specific to Schrodt's bird-feeder business, and that Schrodt's goal was to broaden that approval to encompass other uses similar in scope to the bird-feeder operations " to make it possible for new tenants to assume occupancy in a timely manner by contacting the County, providing a brief description of their business, obtaining agreement that their use is no more 'intense' than the current use, and agreeing to comply with conditions of this interpretation and previous approvals." The application identified a number of categorical uses that, in Schrodt's view, were similar enough in scope to the bird-feeder business that the county should interpret the JCLDO and the existing CUP to authorize those uses, subject only to a ministerial review by the county of a specific proposed use.
In May 2006, the Jackson County Planning Division (planning division), through its planning manager--a different planning manager than the one who had advised Schrodt as to what type of application to submit--issued a preliminary partial approval of the application, with certain [262 Or.App. 441] conditions. In that decision, the planning manager observed that, in requesting an interpretation of the unlisted uses provisions of the JCLDO, Schrodt (and, evidently, the previous planning manager) had " misconstrued" that provision " and applied [it] in a way not intended by the code." The planning manager concluded that " the nature of the review is more appropriately oriented toward a Land Use Interpretation of how similar (not unlisted) uses can be accommodated on the site," and that, as a result, " the application [was] best reviewed under the Non-Conforming Use provisions of the code," namely, JCLDO chapter 11 (eff 2/13/2005). Viewing the application in that manner, the planning manager concluded that Schrodt could use the warehouse for some, but not all, of the commercial purposes identified in the land use application, subject only to a ministerial review by the county. Specifically, the planning manager concluded:
" The applicant is approved for uses similar to those which have already been approved for the warehouse and historical abattoir building and are otherwise considered low impact activities associated with the zoning district as defined in the following conditions:
" 1. The following uses are allowed in the Warehouse through a Type 1 (LUI or SPR) Review, subject to other conditions established in this decision:
" Industrial Service - low impact as defined by the LDO (Land Development Ordinance).
" Manufacturing/Production - low impact as defined by the LDO.
" Business & Professional Offices2
" Processing of timber & forest products
" Firewood processing & sales
" Service and Repair Businesses (excluding repair and services of motor vehicles)2
" Emergency medical center
" Medical/dental/optical clinic
" Studio: broad-casting/recording
" Recreation/sports club, private
[262 Or.App. 442] " 2. Other uses not listed in Condition #1 or not already allowed through prior approvals must be processed through an Alteration of a Non-Conforming Use review. Traffic Stud[ies] may be required dependent on requested use.
" 2 Not to exceed 3,000 square feet or comparable amount as defined in the approved historic floorplan."
Hardesty appealed that decision. The planning division transmitted the appeal to the county hearings officer. The hearings officer ultimately concluded that the appeal was " not properly before the Hearings Officer" because JCLDO 3.9, governing written interpretations, specifies that interpretive rulings are appealed to the Jackson County Board of Commissioners, not to the county hearings officer. The hearings officer ordered the appeal " returned to the Planning Division for referral to the Board of Commissioners."
For reasons not apparent from the record, the planning division waited more than four years to transmit the appeal to the board of commissioners. As a result, the county
failed to render a final decision on Schrodt's application within the timelines specified by statute. Shortly after the planning division transmitted the appeal to the board of commissioners, Schrodt initiated this mandamus proceeding under ORS 215.429, seeking to compel the approval of his land use application. Hardesty intervened. The county declined to take a position on whether the writ should issue. The county admitted that it had not taken final action on Schrodt's application within the statutory time frame, and asserted ambivalence as its position on the record regarding the proper outcome of the case: " The County is caught in the middle with regard to this neighbor dispute, and it will allow the two primarily interested parties to carry most of the burden of presenting evidence and argument to the Court."
Following a hearing, the trial court granted mandamus relief. The court concluded that Schrodt's application for a planning director's interpretation under JCLDO 3.9 constituted a permit within the meaning of ORS 215.429, thus empowering the court to grant mandamus relief upon [262 Or.App. 443] the county's failure to timely render a final decision on the application. The court then found, based on the " expert witness testimony and corroborating evidence" presented by the parties, that Hardesty " ha[d] not met [his] burden of showing that a substantive violation of the JCLDO would result from the approval of [Schrodt's] JCLDO 3.9 application." In particular, the trial court found affirmatively that the evidence demonstrated that the new commercial uses proposed by Schrodt " will not have [a] 'greater adverse impact on the surrounding neighborhood,'" as required by JCLDO 11.2.1 for the approval of an alteration of nonconforming uses. (Quoting JCLDO 11.2.1(A).)
Hardesty timely appealed. On appeal, he assigns error to the trial court's decision to issue the writ, contending that the court erred in three respects: (a) by concluding that Schrodt's application was eligible for the mandamus remedy authorized by ORS 215.429; (b) by concluding that Hardesty failed to prove that approval of Schrodt's application would not violate any substantive provision of the JCLDO; and (c) by granting mandamus relief where the process established by ORS 215.429 is " unfair."
II. STANDARD OF REVIEW
The issue on appeal is whether the trial court correctly interpreted ORS 215.429 when it concluded that Schrodt's application is subject to the mandamus procedures established by that statute. We review the trial court's interpretation of a statute for legal error. State v. Spainhower, 251 Ore App 25, 27, 283 P.3d 361 (2012).
As noted, Hardesty raises three distinct challenges to the trial court's decision to grant mandamus relief. In the first assignment of error, he contends that Schrodt's application is not the type of application for which ORS 215.429 authorizes mandamus relief, and that the trial court should have dismissed the case on that basis. In the second and [262 Or.App. 444] third assignments of error, he contends that the trial court's determination that Hardesty had not proved that the approval of the application would violate any substantive provisions of the JCLDO is wrong on the merits for a variety of reasons. Finally, in the fourth and fifth assignments of error, Hardesty assigns error to the trial court's decision on the ground that the mandamus process created by ORS 215.429 is " unfair" and improperly shifts the burden of enforcing the JCLDO from the county to citizens such as Hardesty.
Working backwards through Hardesty's assignments of error, we reject the fourth and fifth assignments without discussion. The arguments in those assignments of error, which contest the wisdom and fairness of the legislative choices reflected in ORS 215.429, but do not assert that those legislative choices contravene the state or federal
constitution, are properly directed to the legislature, not the courts.
We also decline to address Hardesty's second and third assignments of error. In both of those assignments, Hardesty challenges the trial court's determination that he failed to prove that the approval of Schrodt's application would violate substantive provisions of the JCLDO. Those challenges are not reviewable on appeal because Hardesty has not provided us with an adequate record on which to review them. ORS 19.250(1)(e); Ferguson v. Nelson, 216 Ore App 541, 549, 174 P.3d 620 (2007) (" An appellant bears the burden of providing a record sufficient to demonstrate that error occurred." ). Specifically, Hardesty has not provided this court with a transcript of the trial court's evidentiary hearing on the mandamus petition. As a result, we do not have access to all of the evidence on which the trial court based its determination that Hardesty had not demonstrated that the approval of the application would violate substantive provisions of the JCLDO. Without the entirety of the evidentiary record before the trial court, we have no basis for concluding that the court erred. The determination made by the trial court was not purely legal but, instead, required the court to make factual determinations regarding the likely impacts of approving the uses of the warehouse proposed by Schrodt--factual determinations that are unreviewable [262 Or.App. 445] in the absence of the full evidentiary record on which they were made.
The remaining question before us, therefore, is the one presented by Hardesty's first assignment of error: whether Schrodt's application is the type of application for which ORS 215.429 authorizes mandamus relief. That is, is Schrodt's application, as he contends, an " application for a permit " within the meaning of ORS 215.429(1)? It is.
ORS 215.402(4) defines " permit" for purposes of ORS 215.429(1). It states:
" [U]nless the context requires otherwise: * * * 'Permit' means discretionary approval of a proposed development of land under ORS 215.010 to 215.311, 215.317, 215.327 and 215.402 to 215.438 and 215.700 to 215.780 or county legislation or regulation adopted pursuant thereto."
ORS 215.402(4). In the land use context, " the term 'discretion' and its derivatives refer to a decision that requires the application of judgment or some form of evaluation, as distinct from 'nondiscretionary' decisions that can be made solely by reference to objective criteria." Buckman Community Assn. v. City of Portland, 168 Ore App 243, 245 n 1, 5 P.3d 1203 (2000). As we previously have recognized, a nonministerial decision--that is, a decision that is not dictated by " clear and objective standards" --to allow a particular proposed use of land that otherwise would not be allowed on a particular property qualifies as a " permit" under ORS 215.402(4). Doughton v. Douglas County, 88 Ore App 198, 201-02, 744 P.2d 1299 (1987).
[262 Or.App. 446] Here, the county approval requested by Schrodt falls easily within the statutory definition of a " permit" as we (and LUBA) have construed that term in ORS 215.402(4) and its analog, ORS 227.160(2). Schrodt's application requested that the county issue an interpretive ruling approving a change in the
use of his residentially zoned property from one previously approved nonconforming use (bird-feeder manufacturing) to a broad range of nonconforming uses. As the trial court correctly recognized, the decision whether to grant that approval would require the county to exercise discretion (as that word is understood in the land use context) because it would require the county to evaluate the impact on neighboring properties of changing from the bird-feeder operation to another commercial use. JCLDO 11.2.1(A) (eff 2/13/2005) (authorizing change in nonconforming use upon showing " that the proposed new use will have no greater adverse impact on the surrounding neighborhood" ).
In addition, Schrodt's application sought approval for a " proposed development of land" because it proposed a change in the use of the land. That is, Schrodt's application made clear that his objective was to make his land useable and available for different nonconforming commercial uses. Although ORS chapter 215 does not define " development," one ordinary definition of " development" --both at the time ORS 215.402 was enacted and now-- is " a making useable or available." Webster's Third New Int'l Dictionary 618 (unabridged ed 1971); see also Webster's Third New Int'l Dictionary 618 (unabridged ed 2002). That definition of development--with its focus on use--accords with the context of ORS 215.402. For example, ORS 215.402(4) refers to the approval of a " proposed development of land under ORS 215.010 to 215.311 ." (Emphasis added.) ORS 215.296, in turn, supplies the standards for authorizing particular uses of land zoned for farm use, demonstrating that a request for an approval of a " proposed development of land" necessarily includes a request for permission to engage in particular use of the land.
[262 Or.App. 447] Further, although it does not supply the definition of " development" for purposes of ORS chapter 215, ORS 227.215--which defines " development" in the context of describing the land use ordinances that cities are permitted to enact--indicates that the word " development" in Oregon's land use laws encompasses the concept of a change in the use of land, like the change in use proposed by Schrodt. Specifically, ORS 227.215(1) defines " development," in pertinent part, as " making a material change in the use or appearance of a structure or land, dividing land into two or more parcels * * * and creating or terminating a right of access."
Finally, we, too, previously have recognized that, to constitute an " approval of a proposed development of land," a land use decision ordinarily must involve some decision regarding " permissible or permitted uses of the land." Clark v. City of Albany, 142 Ore App 207, 210-12, 921 P.2d 406 (1996). In Clark, we addressed whether an application for annexation constituted an application for a " permit" under ORS 227.160(2), that is, an application for " discretionary approval of a proposed development of land." Id. at 210. We concluded that it did not, because annexation " does not encompass 'development' of the land or any other particular decision as to the specific uses to which the land may be put ." Id. at 211 (emphasis added).
In summary, the text and context of ORS 215.402(2) reflect that the legislature intended the phrase " application for discretionary approval of a proposed development of land" to include requests for discretionary approval of a proposed use of land, such as the request by Schrodt to broaden the categories of commercial uses permitted on his land. Hardesty does not identify any text or context that suggests a different legislative intent. Nonetheless, he asserts that Schrodt's application is not an application for the " development" of land because it requests approval of different land uses . In making that argument, Hardesty relies solely on the definitions of " development" and " use" contained in the JCLDO. He asserts that because the
JCLDO defines [262 Or.App. 448] " development" differently from " use," a request for the discretionary approval of a proposed use of land does not qualify as a request for " discretionary approval of a proposed development of land" under ORS 215.429. (Emphasis added.)
Hardesty's argument fails because we do not look to the JCLDO to determine what the legislature meant by the word " development" in ORS 215.429. Instead, we look to the text and context of ORS 215.429. Clark, 142 Ore App at 210. As explained above, that text and context demonstrate that the legislature intended the term " proposed development of land" to encompass a proposed change in use of the land.
Hardesty advances two additional arguments as to why the mandamus procedures of ORS 215.429 should not apply to Schrodt's application. We are not persuaded by either. Hardesty first argues that a decision on Schrodt's application would qualify as a " land use decision" as defined by ORS 197.015(10)(b)(A), and that ORS 197.825 gives LUBA the exclusive jurisdiction to review land use decisions. He asserts that the fact that LUBA has exclusive jurisdiction to review land use decisions precludes a grant of mandamus relief. But the fact that LUBA would have had jurisdiction to review the county's decision on Schrodt's application, had the county made a final decision on that application, is beside the point. The problem here is that the county did not make a timely final decision on Schrodt's application, and, thus, there was never any final land use decision for LUBA to review. As we recently explained, " The mandamus remedy 'is not designed to provide review of a local government's land use decisions,' but instead, provides 'an incentive for timely governmental action, along with a remedial mechanism that results in an approval' subject to defenses that the local government must prove." State ex rel Oregon Pipeline v. Clatsop County, 253 Ore App 138, 142-43, 288 P.3d 1024 (2012), rev den, 353 Ore. 428, 299 P.3d 889 (2013) (quoting State ex rel [262 Or.App. 449] Compass Corp. v. City of Lake Oswego, 319 Ore 537, 542, 544, 878 P.2d 403 (1994)).
Hardesty also argues that ORS 215.429 authorizes a trial court to order a county to take ministerial actions only. Because the approval of Schrodt's permit application requires the exercise of discretion, Hardesty reasons that it is not subject to the statutory mandamus procedures. That argument fails because it is contrary to the terms of ORS 215.402 and ORS 215.429, which plainly authorize a trial court to order a county to approve an application for a " discretionary approval of a proposed development of land." ORS 215.429 (authorizing court to order county to approve a " permit" application); ORS 215.402(4) (defining " permit" as a " discretionary approval of a proposed development of land" ). Indeed, we previously have recognized that the precise effect of the mandamus remedy provided by ORS 215.429 (with respect to counties) and ORS 227.179 (with respect to cities) is to convert what otherwise would have been a discretionary land use decision for a local government into a mandatory approval when the local government does not timely make a final decision. State ex rel Compass Corp. v. City of Lake Oswego, 135 Ore App 148, 151 n 1, 898 P.2d 198 (1995). In State ex rel Compass Corp., we explained that, under former ORS 227.178(7) (the analog of ORS 215.429 applicable to cities), a city " loses [its] discretion entirely" to approve or deny a permit when the city fails to timely act, and that, once a city fails to act on a permit application within statutory timelines, " the city must approve the application unless it can be demonstrated that approval would violate the comprehensive
plan or some other specified land use regulations." Id. (emphasis in original). Accordingly, Hardesty's arguments provide no basis for concluding that the trial court erred when it concluded that Schrodt's land [262 Or.App. 450] use application is subject to the mandamus procedures authorized by ORS 215.429.
Schrodt's application for approval to change the commercial uses in which his warehouse can be employed constitutes an " application for a permit" within the meaning of ORS 215.429. As a result, because the county failed to render a final decision on that application within the statutory time frame, Schrodt was entitled to seek mandamus relief under ORS 215.429, and the trial court was empowered to grant that relief.